Compliance Associate
Beverly Sia is Cohen’s Compliance Associate, helping ensure the firm meets its regulatory responsibilities while supporting its commitment to acting in clients’ best interests. Her attention to detail and understanding of regulatory requirements help maintain the firm’s high standards of integrity, transparency, and accountability.
Prior to joining Cohen Investment Advisors, Beverly worked in the Legal and Compliance Department at Standard Chartered Bank, where she focused on legal risk assessment and mitigation. She also served as a real estate paralegal with Red Door Title. Her experience in financial services, compliance, and legal operations provides a strong foundation for supporting the firm’s regulatory filings and compliance responsibilities with the SEC and state regulatory agencies.
Beverly lives in Bedford, New Hampshire with her husband and daughter. She enjoys traveling, skiing, and exploring new cuisines and restaurants.
